CMB International Capital Corporation Limited – Legal and Compliance Department Intern

Roles and Responsibilities:

1. Assist in handling SFC inquires, such as Sections 181 and 329 of the Securities and Futures Ordinance.
2. Conduct regular compliance monitoring, such as staff account monitoring, various compliance report
3. Assist in organizing internal compliance training and preparing the training materials
4. Conduct research on laws and regulations
5. Review simple contracts
6. Provide daily clerical support to the department
7. Perform other ad hoc duties as assigned


1. Undergraduate with major in Law, Accounting, Finance or Business Management is preferred
2. Proficiency in both written and spoken English and Chinese including Putonghua
3. Responsible, disciplined, self-motivated and a good team player
4. Good communication, analytical and problem solving skill

Company Overview:

Incorporated in Hong Kong, supported by the mainland and targeting in global market, CMB International Capital Corporation Limited (“CMBI”) is an integrated financial institution providing comprehensive and professional services. As a wholly-owned subsidiary of China Merchants Bank (“CMB”), by leveraging on the Group’s synergy and coordination in domestic and overseas markets, as well as CMB’s strong resources and outstanding social reputation, CMBI and its subsidiaries have been actively implementing diversified business strategies and set up an overall layout of main business segments including Corporate Finance, Asset Management, Wealth Management, Global Markets and Structured Finance, etc. Adhering to the philosophy of “being clients oriented and increasing our own values by the way of creating value for clients”, CMBI endeavors to provide quality and integrated financial services to institutional, corporate and individual customers both domestic and overseas including Hong Kong IPO sponsorship and underwriting, share placement and rights issue for listed companies, financial advisors, bonds issuance services, asset management, direct investment, wealth management, equity sales and trading, etc.

Job Category: Banking
Job Type: Internship
Job Location: Central

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